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Katherine S. Newton

CERTIFIED FINANCIAL PLANNER™
Certified Financial Transitionist®
 

An independent advisor since the mid-1980s, I entered the business in 1981 with a small regional firm and was licensed to sell securities in 1981. Almost immediately, I had the strong sense that selling had no place in the business of advising clients about their money. So I set out to become one of the first Certified Financial Planners™ in the area and obtained that designation in 1989. I followed by earning a Chartered Financial Consultant designation in 1995 with a particular focus on the management of wealth and on estate planning for the wealthy.

Since that time I have made a specialty of advising families and individuals of means, continually drawing closer to them, updating their financial plans while managing their wealth in order to help them meet their retirement and legacy goals. Simply put, I care about my clients.

A Word About Resources and My Affiliation with Carroll Financial:

Back in the early 90s, I met Larry Carroll and his wife Vivian at an Advanced Planners Conference in Washington DC. What immediately impressed me about Larry were his complete dedication to independence, his commitment to high ethical standards, and his ability to take complicated topics and distill them into simple language.

When I had the opportunity to launch a new financial planning practice in 2001, I immediately approached Larry about joining his group.

Seventeen years later, I am still honored to be a part of the Carroll Financial family and consider this affiliation and my friendship with Larry to be a large part of my success in this business.

For more about Larry and his firm, go here: http://www.carrollfinancial.com/





 

 

     
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Latest Blog Posts

Saving for Your Child's School

Submitted by Katherine Newton,Financial Advisor, Hickory, NC on April 30th, 2018

For young families, the immediate cost of raising a child can be testing financially. Just when you thought you were in the clear from student loan repayments and your never-ending car lease, a hungry mouth appears with countless sleepless nights and a hefty price tag attached. But diapers, baby formula, and stuffed toys aren’t the only financial burdens parents should worry about.

  • Read more

Have a Long Term goal? Financial Planning can Help You get you there

Submitted by Katherine Newton,Financial Advisor, Hickory, NC on August 13th, 2015

After several years of wallowing in financial upheaval caused by a severe recession and financial crisis, Americans are, once again, looking to the future. A renewed confidence has many people setting their sights on long term goals that, just a few years ago, may have seemed out of reach.

  • Read more

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Contact info

  •   428 4th Ave., NW, Hickory, North Carolina 28601
  •   828 322 9595
  •   katherine@waitefinancial.com

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Securities offered through Registered Representatives of Cetera Advisor Networks LLC, member FINRA/SIPC. Advisory services offered through Carroll Financial Associates Inc., a Registered Investment Advisor. Cetera is under separate ownership from any other named entity.

Individuals affiliated with this broker/dealer firm are either Registered Representatives who offer only brokerage services and receive transaction-based compensation (commissions), Investment Adviser Representatives who offer only investment advisory services and receive fees based on assets, or both Registered Representatives and Investment Adviser Representatives, who can offer both types of services.

428 4th Ave., NW, Hickory, North Carolina 28601 United States

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